Sergio Rodriguez is a CFP-designated registered investment advisor at Maltin Wealth Management, INC., based in Ridgewood, NJ, with 9 years of industry experience. Sergio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 3 more. Their firm serves 214 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $2.0M | 1.50% |
| $2.0M - $5.0M | 1.25% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 0.75% |
Fees are negotiable. Clients paying Financial Planning & Consulting fees will credit the amount of fees (up to $5,000 annually) paid for that service towards their Investment Management fees.
Fee Estimator
Location
Ridgewood, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Maltin Wealth Management, INC.
Previous Registrations
Lincoln Financial Advisors CorporationBroker
Lincoln Financial Advisors Corporation
Cornerstone Advisors Asset Management, LLC
M Holdings Securities, INC.Broker
Vanguard Advisers, INC.
Vanguard Marketing CorporationBroker
State Registrations1 state
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