Thomas Maples is a registered investment advisor at Ot Advisors LLC, based in Boca Raton, FL, with 3 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
OT Advisors manages investments for exchange traded funds (ETFs) and separately managed accounts (SMAs). The fees for managing ETFs are described in the ETF's prospectus. For SMAs, the fee is typically 1.5% of the assets managed, calculated based on the average daily assets and billed quarterly in advance. Performance-based fees may also apply to SMA accounts.
Location
7284 W Palmetto Park Road, Suite 303, Boca Raton, FL, 33433
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Ot Advisors LLC
Previous Registrations
Ot Advisors LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
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