Bradley Huff is a registered investment advisor, based in Plano, TX, with 9 years of industry experience.
Location
7900 Windrose Ave, Plano, TX, 75024
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Bradley is the executor for an immediate family member's estate. This fiduciary role requires minimal time and is investment-related.
Employment History
Current Registrations
Vanguard Advisers, INC.
September 2023 - Present · 2 yrs 10 mos
Vanguard Marketing Corporation
September 2023 - Present · 2 yrs 10 mos
Vanguard Marketing CorporationBroker
September 2023 - Present · 2 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2019 - September 2023 · 3 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
December 2019 - September 2023 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2016 - December 2019 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2016 - December 2019 · 3 yrs 3 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.