RP
RP

Rodrigo Ponce

9 Years of Experience
Houston, TX
Broker

Rodrigo Ponce is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

717 Texas Avenue, Suite 3050, Houston, TX, 77002

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Rodrigo is a landlord for multiple rental properties in Mexico, dating back to 2013. He also owns a sole proprietorship related to investment properties, dedicating minimal time to each activity.

Employment History
Current Registrations
Morgan StanleyBroker
December 2020 - Present · 5 yrs 9 mos
Morgan Stanley
December 2020 - Present · 5 yrs 9 mos
Previous Registrations
Bbva Wealth Solutions INC.
March 2017 - December 2020 · 3 yrs 9 mos
Bbva Securities INC.Broker
July 2016 - December 2020 · 4 yrs 5 mos
State Registrations10 states
CACODEFLNYSDTXVirgin IslandsWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Rodrigo Ponce - Financial Advisor | TrueAdvisor