Douglas Bock
Douglas Bock is a registered investment advisor at Ameriprise Financial Services, LLC, based in Live Oak, TX, with 9 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1 IKEA-RBFCU Pkwy, Live Oak, TX, 78233-2792
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Regulatory History (1)
Criminal
December 1981Other Business ActivitiesSells Insurance
Douglas is an independent insurance broker for American General, selling term life insurance since January 2023. He also serves as Vice President on the Board of Directors for Bock and works for Randolph Brooks Federal Credit Union, dedicating about a third of his time to this investment-related activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.