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Douglas Bock

Ameriprise Financial Services, LLC
10 Years of Experience
Live Oak, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
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Douglas Bock is a registered investment advisor at Ameriprise Financial Services, LLC, based in Live Oak, TX, with 10 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1 IKEA-RBFCU Pkwy, Live Oak, TX, 78233-2792

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History

Regulatory History (1)
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Criminal
December 1981
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Douglas is an independent insurance broker for American General, selling term life insurance since January 2023. He also serves as Vice President on the Board of Directors for Bock and works for Randolph Brooks Federal Credit Union, dedicating about a third of his time to this investment-related activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2022 - Present · 4 yrs 6 mos
Ameriprise Financial Services, LLC
April 2022 - Present · 4 yrs 6 mos
Ameriprise Financial Services, LLCBroker
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
Edward Jones
October 2016 - April 2022 · 5 yrs 6 mos
Edward JonesBroker
September 2016 - April 2022 · 5 yrs 7 mos
State Registrations9 states
ALDCINMOMSNCOKSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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