Seth Weingarten is a CFP-designated registered investment advisor, based in Anchorage, AK, with 9 years of industry experience.
Location
911 W 8th Ave, Ste 101, Anchorage, AK, 99501
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Seth is an independent contractor and associate/employee for Firelight Investment Team LLC, providing financial planning and advising services. This takes about half of Seth's time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
January 2024 - Present · 2 yrs 4 mos
Raymond James Financial Services Advisors, INC
January 2024 - Present · 2 yrs 4 mos
Raymond James Financial Services, INC.
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2016 - January 2024 · 7 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
August 2016 - January 2024 · 7 yrs 5 mos
State Registrations10 states
AKCAFLIDMENCNMORWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.