Joseph Lococo
Joseph Lococo is a registered investment advisor at Arcataur Capital Management LLC, based in Milwaukee, WI, with 9 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 230 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Arcataur Capital Management charges a percentage of the value of your portfolio each year. The specific rate depends on the type of portfolio and the amount you invest. Here's a breakdown:
- Large Cap Equity Portfolios:
- Under $1 million: 0.85%
- $1 million to $5 million: 0.80%
- $5 million to $10 million: 0.75%
- Over $10 million: 0.70%
- Investment Grade Fixed Income Portfolios:
- Under $1 million: 0.60%
- $1 million to $5 million: 0.55%
- $5 million to $10 million: 0.50%
- Over $10 million: 0.45%
- Managed Balance Portfolios (Equities, ETFs, Fixed Income):
- Under $1 million: 0.80%
- $1 million to $5 million: 0.75%
- $5 million to $10 million: 0.70%
- Over $10 million: 0.65%
- Managed Balance Portfolios (ETFs and Fixed Income only):
- Under $3 million: 0.60%
- $3 million to $5 million: 0.55%
- $5 million to $10 million: 0.50%
- Over $10 million: 0.45%
All fees are subject to negotiation.
Location
826 North Plankinton Avenue, Suite 300, Milwaukee, WI, 53203
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph provides investment advice and solutions through High Point Capital Group, dedicating well over full-time hours. He also sells fixed products through approved carriers, acts as a Notary Public, chairs the Finance Council for St. Mary's Visitation Parish, provides financial advice through TVG Advisors, and acts as an agent for life insurance through Green Keep LLC.
Employment History
Current Registrations
Arcataur Capital Management LLC
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Retirement Wealth Advisors, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.