Jonathan Hicks is a registered investment advisor at Morgan Stanley, based in Colorado Springs, CO, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
121 South Tejon Street, Suite 700, Colorado Springs, CO, 80903
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
May 2021 - Present · 5 yrs 2 mos
Morgan Stanley
May 2021 - Present · 5 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2019 - June 2021 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2019 - June 2021 · 2 yrs 2 mos
J.P. Morgan Securities LLC
January 2018 - April 2019 · 1 yr 3 mos
J.P. Morgan Securities LLCBroker
January 2018 - April 2019 · 1 yr 3 mos
Charles Schwab & CO., INC.Broker
November 2016 - July 2017 · 8 mos
State Registrations43 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.