Gale Bergado is a registered investment advisor, based in Irvine, CA, with 9 years of industry experience.
Location
9870 Research Drive, Irvine, CA, 92618
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gale is an employee at O'Neill & Bergado Inc. providing tax and accounting services, taking nearly a full-time commitment. Gale is also a 1099 contractor for asset management and financial planning, life insurance, and a CPA for SNAP Advisory Inc, dedicating minimal time to each.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research, INC.
Cooper Mcmanus
Previous Registrations
Evergreen Wealth Advisory Group, LLC
Securities America, INC.Broker
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Capital CORP.Broker
1st Global Advisors INC
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.