JM
JM
James Murphy is a registered investment advisor at Cetera Investment Advisers LLC, based in Acworth, GA, with 8 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Acworth, GA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 9 mos
Cetera Investment Services LLC
July 2022 - Present · 3 yrs 10 mos
Cetera Investment Services LLCBroker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Primerica Advisors
October 2019 - July 2022 · 2 yrs 9 mos
PFS Investments INC.Broker
October 2019 - July 2022 · 2 yrs 9 mos
Foresters Advisory Services, LLC
December 2018 - June 2019 · 6 mos
Foresters Financial Services, INC.Broker
June 2017 - June 2019 · 2 yrs
Foresters Financial Services, INC.Broker
August 2016 - April 2017 · 8 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.