AS
CFP
AS
CFP

Alexander Sierra

9 Years of Experience
Pasadena, CA
Broker

Alexander Sierra is a CFP-designated registered investment advisor, based in Pasadena, CA, with 9 years of industry experience.

Location

155 North Lake Avenue, Suite 430, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alexander is the President of the Financial Planning Association of San Gabriel Valley Board of Directors. He spends a few hours per week running board meetings, monthly luncheons, and overseeing board members.

Employment History
Current Registrations
Cetera Investment Services LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
February 2018 - June 2019 · 1 yr 4 mos
Foresters Financial Services, INC.Broker
August 2016 - June 2019 · 2 yrs 10 mos
State Registrations12 states
AZCACOFLHIKSNYORSCTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alexander Sierra - Financial Advisor | TrueAdvisor