Tara Williams is a ChFC-designated registered investment advisor, based in Chicago, IL, with 9 years of industry experience.
Location
200 W. Madison St., Suite 2500, Chicago, IL, 60606
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Regulatory History (2)
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Customer Dispute
March 2018Closed-No Action
Customer Dispute
October 2015Settled
Employment History
Current Registrations
Hightower Securities, LLCBroker
July 2025 - Present · 10 mos
Hightower Securities, LLC
July 2025 - Present · 10 mos
Hightower Advisors, LLC
July 2025 - Present · 10 mos
Previous Registrations
Smith Anglin Financial, LLC
April 2025 - July 2025 · 3 mos
Apex Clearing CorporationBroker
September 2021 - November 2024 · 3 yrs 2 mos
Capital Analysts
January 2017 - September 2021 · 4 yrs 8 mos
Lincoln Investment
December 2016 - September 2021 · 4 yrs 9 mos
Lincoln InvestmentBroker
October 2016 - September 2021 · 4 yrs 11 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.