James Godfrey
James Godfrey is a registered investment advisor at Cetera Investment Advisers LLC, based in Lebanon, NH, with 8 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
19 Morgan Drive Lebanon, Lebanon, NH, 03766
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several business activities, including being a member of Auto Team America, a member of TSS Wealth Management, LLC (spending about half his time as an investment advisor representative), and a referring advisor for equity indexed annuity sales. He also dedicates nearly full-time hours to Ascend Partner Services, LLC, providing CPA/Tax/Consulting services.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations2 states
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