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Yaman Sharma

9 Years of Experience
East Amherst, NY
Broker

Yaman Sharma is a registered investment advisor at Morgan Stanley, based in East Amherst, NY, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

East Amherst, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Yaman is a partner at Dravin Private Investments, an investment/finance/banking firm, since October 2023. This activity involves check signing and funds disbursements, but does not take up any of Yaman's time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
December 2024 - Present · 1 yr 5 mos
Morgan Stanley
December 2024 - Present · 1 yr 5 mos
Morgan StanleyBroker
December 2024 - Present · 1 yr 5 mos
Previous Registrations
J.P. Morgan Securities LLC
April 2021 - December 2024 · 3 yrs 8 mos
J.P. Morgan Securities LLCBroker
August 2019 - December 2024 · 5 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2017 - August 2019 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2016 - August 2019 · 2 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Yaman Sharma - Financial Advisor | TrueAdvisor