CB
CB

Christopher Buckley

8 Years of Experience
Stamford, CT
Broker

Christopher Buckley is a registered investment advisor, based in Stamford, CT, with 8 years of industry experience.

Location

400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
February 2025 - Present · 1 yr 3 mos
Steward Partners Investment Advisory, LLC
February 2025 - Present · 1 yr 3 mos
Steward Partners Investment Solutions, LLC
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Osaic Wealth, INC.
January 2025 - February 2025 · 1 mo
Osaic Wealth, INC.Broker
January 2025 - February 2025 · 1 mo
Osaic Fa, INC.
November 2022 - January 2025 · 2 yrs 2 mos
Osaic Fs, INC.Broker
December 2021 - January 2025 · 3 yrs 1 mo
Osaic Fa, INC.Broker
December 2021 - January 2025 · 3 yrs 1 mo
Wells Fargo Securities, LLCBroker
January 2020 - December 2021 · 1 yr 11 mos
Nylife Securities LLCBroker
March 2019 - May 2019 · 2 mos
Capital One Advisors, LLC
March 2017 - September 2018 · 1 yr 6 mos
Capital One Investing, LLCBroker
December 2016 - September 2018 · 1 yr 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Christopher Buckley - Financial Advisor | TrueAdvisor