DG
DG

De Gao

8 Years of Experience
Las Vegas, NV
1 Disclosure

De Gao is a registered investment advisor at Gao Investments, based in Las Vegas, NV, with 8 years of industry experience. De operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.

Compensation
N/A
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

GAO Investments charges incentive fees, which are a percentage of the net profits in your account each year. The incentive fee is typically 20% of the net profits above the account's previous high-water mark. A minimum of $50,000 of assets under management is required for this service. This account size may be negotiable under certain circumstances.

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Location

325 E Warm Springs Rd, Ste 102, Las Vegas, NV, 89119

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2024
Final
Employment History
Current Registrations
Gao Investments
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Gao Management LLC
August 2016 - August 2022 · 6 yrs
State Registrations1 state
NV
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
De Gao - Financial Advisor | TrueAdvisor