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Benjamin Wirtshafter

6 Years of Experience
New York, NY
Broker

Benjamin Wirtshafter is a registered investment advisor at Capital Client Group, INC., based in New York, NY, with 6 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

New York, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
October 2024 - Present · 1 yr 7 mos
Capital Client Group, INC.Broker
April 2024 - Present · 2 yrs 1 mo
Capital Client Group, INC.
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Pershing LLCBroker
July 2017 - July 2021 · 4 yrs
People's Securities, INC.Broker
November 2016 - April 2017 · 5 mos
Gfa Securities, LLCBroker
October 2016 - August 2017 · 10 mos
State Registrations2 states
CANY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.