Adam Ponton
Adam Ponton is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Phoenix, AZ, with 7 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1118 East Missouri, Suite B3, Phoenix, AZ, 85014
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Adam sells non-variable life and health insurance products through Dean & Associates Insurance Services, dedicating a few hours per week. He also spends about half his time as an associate/employee at Ellen Dean Financial Services and as an officer at Paradise Financial Partners, and about 10-20% of his time as an independent contractor and officer at Ponton Professional Services, LLC.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Raymond James Financial Services, INC.
State Registrations33 states
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