Ashley Winn is a registered investment advisor at Smith Brothers Financial, LLC, based in Glastonbury, CT, with 7 years of industry experience. Ashley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 350 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Smith Brothers Financial charges an annual fee based on the value of your investments. This fee ranges from 0.25% to 1.50% depending on the complexity of services, the amount of assets managed, and the overall relationship. Fees may be negotiable.
Location
68 National Drive, Glastonbury, CT, 06033
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Ashley operates Smith Brothers Financial LLC as a DBA for her LPL business and as a Registered Investment Advisor DBA. She dedicates full-time hours to providing investment advisory services through Smith Brothers Financial, but only expects to spend minimal time on the DBA activity itself.
Employment History
Current Registrations
Smith Brothers Financial, LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisors LLC
Cetera Advisors LLCBroker
M Holdings Securities, INC.Broker
LPL Financial LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.