SG
SG

Shannon Marie Gallagher

8 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fixed/Hourly
Firm Size
6 advisors
Number of Clients
77 clients
Average Client Portfolio
Not specified
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Location

1401 New York Ave Nw, Suite 700, Washington, DC, 20005

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Shannon works as an associate at Height Analytics, LLC and Height Securities, LLC, selling research and analysis services. These activities are investment-related and take about half of Shannon's time.

Employment History
Current Registrations
Height Analytics, LLC
August 2018 - Present · 7 yrs 6 mos
Height Capital MarketsBroker
March 2018 - Present · 7 yrs 11 mos
Previous Registrations
Capital One Advisors, LLC
April 2017 - March 2018 · 11 mos
Capital One Investing, LLCBroker
December 2016 - March 2018 · 1 yr 3 mos
State Registrations3 states
DCMDVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.