Matthew Baltera is a registered investment advisor at Morgan Stanley, based in Indianapolis, IN, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
111 Monument Circle, Suite 3100, Indianapolis, IN, 46204
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2023 - Present · 3 yrs 2 mos
Morgan StanleyBroker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
Raymond James & Associates, INC.
August 2020 - March 2023 · 2 yrs 7 mos
Raymond James & Associates, INC.Broker
August 2020 - March 2023 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2017 - August 2020 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2016 - August 2020 · 3 yrs 9 mos
State Registrations33 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.