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Eric Sweeney

9 Years of Experience
Rockland, MA
Broker

Eric Sweeney is a registered investment advisor, based in Rockland, MA, with 9 years of industry experience.

Location

1099 Hingham Street, Suite 120, Rockland, MA, 02370

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Eric is an advisor for Steward Partners Global Advisory and an investment adviser for Steward Partners Investment Advisory LLC. He also serves as a board member for the City of Holdrege, NE Airport Board Authority, dedicating minimal time to this role.

Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Previous Registrations
Raymond James Financial Services, INC.Broker
April 2017 - May 2022 · 5 yrs 1 mo
Wells Fargo Clearing Services, LLC
November 2016 - April 2017 · 5 mos
Wells Fargo Clearing Services, LLCBroker
September 2016 - April 2017 · 7 mos
State Registrations18 states
AZCACOCTFLGAMANCNENHNYORPARISCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.