Ataul Azad is a registered investment advisor, based in Plano, TX, with 7 years of industry experience.
Location
7900 Windrose Ave, Plano, TX, 75024
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Regulatory History (3)
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Financial
October 2025Pending
Financial
September 2025Pending
Financial
August 2025Pending
Employment History
Current Registrations
Vanguard Marketing Corporation
July 2025 - Present · 10 mos
Vanguard Advisers, INC.
July 2025 - Present · 10 mos
Vanguard Marketing CorporationBroker
July 2025 - Present · 10 mos
Previous Registrations
Saxony Securities, INC.Broker
July 2023 - November 2024 · 1 yr 4 mos
Charles Schwab & CO., INC.
September 2021 - July 2023 · 1 yr 10 mos
Charles Schwab & CO., INC.Broker
September 2021 - July 2023 · 1 yr 10 mos
International Assets Advisory, LLCBroker
October 2020 - January 2021 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2017 - October 2020 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2016 - October 2020 · 3 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.