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Chelsea Smith
9 Years of Experience
San Antonio, TX
Broker
Chelsea Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in San Antonio, TX, with 9 years of industry experience. Chelsea operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
San Antonio, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Advisors LLC
February 2023 - Present · 3 yrs 3 mos
Cetera Financial Specialists LLC
February 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLC
February 2023 - Present · 3 yrs 3 mos
Cetera Investment Services LLC
February 2023 - Present · 3 yrs 3 mos
Cetera Advisors LLCBroker
February 2023 - Present · 3 yrs 3 mos
Cetera Financial Specialists LLCBroker
February 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLCBroker
February 2023 - Present · 3 yrs 3 mos
Cetera Investment Services LLCBroker
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Cetera Advisor Networks LLC
February 2023 - June 2023 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2019 - February 2023 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2019 - February 2023 · 3 yrs 9 mos
J.P. Morgan Securities LLCBroker
September 2016 - April 2019 · 2 yrs 7 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.