Philip Capriotti
Philip Capriotti is a registered investment advisor at Empower Wealth Management, based in Cedar Park, TX, with 9 years of industry experience. Philip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 418 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 2.00% |
| $5M+ | 1.00% |
A $50 annual fee will be assessed on all accounts for technology costs. For account values of less than $5,000, this may equate to be more than the maximum stated 2% as stated in this regulatory filing and the Agreement. Fees are negotiable.
Fee Estimator
Location
715 Discovery Blvd, Suite 205, Cedar Park, TX, 78613
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Philip is the President & CEO of Senior Tax & Insurance Advisors, PLLC, providing income planning solutions to retirees, dedicating about half of his time. He is also an Investment Adviser at Foundations Investment Advisors LLC, spending a few hours per week providing investment advisory services.
Employment History
Current Registrations
Empower Wealth Management
Previous Registrations
Foundations Investment Advisors LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.