David Mcgowan is a registered investment advisor at James Investment Research INC, based in Xenia, OH, with 9 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 431 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1M+ | 0.50% |
Fees vary by asset class and strategy. Equity and balanced accounts are 1.25% on the first $1M and 0.50% above. Micro-cap accounts are 2.50% on the first $5M and 2.00% above. Small-cap accounts are 1.00% up to $20M, 0.75% to $50M, and 0.65% above. Fixed income accounts are 0.50% on the first $5M. Model accounts in wrap fee programs generally range from 0.45% to 0.75%.
Fee Estimator
Location
1349 Fairground Road, Xenia, OH, 45385
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David works as a trader for James Investment Research, Inc., an investment adviser. This is a full-time commitment, with 130 hours spent during trading hours.
Employment History
Current Registrations
James Investment Research INC
Previous Registrations
Alps Distributors, INC.Broker
James Capital Alliance INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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