MJ
MJ

Marlyse Johnson

9 Years of Experience
Shannon, IL
Broker

Marlyse Johnson is a registered investment advisor at LPL Financial LLC, based in Shannon, IL, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1 South Linn St, Shannon, IL, 61078

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Marlyse is a business owner of a grain and livestock family farm since 2005. She is also a director, secretary/treasurer for GT Auto Plaza, a car dealership, dedicating minimal time, and works full-time in trust administration for First State Bank Shannon-Polo.

Employment History
Current Registrations
LPL Financial LLC
October 2020 - Present · 5 yrs 9 mos
LPL Financial LLCBroker
October 2020 - Present · 5 yrs 9 mos
Previous Registrations
Cetera Investment Advisers LLC
March 2018 - September 2020 · 2 yrs 6 mos
Cetera Investment Services LLCBroker
October 2016 - September 2020 · 3 yrs 11 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.