Thomas Fallon is a registered investment advisor at Shepherd Kaplan LLC, based in Boston, MA, with 3 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 4 more.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
175 Federal Street, Suite 1050, Boston, MA, 02110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Shepherd Kaplan LLC
Previous Registrations
Vanguard Marketing CorporationBroker
State Registrations1 state
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Exams
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