Harpreet Sidhu is a registered investment advisor at Morgan Stanley, based in Plano, TX, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
7500 Dallas Parkway, Suite 500, Plano, TX, 75024
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2019 - Present · 6 yrs 11 mos
Morgan Stanley
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
May 2019 - June 2019 · 1 mo
J.P. Morgan Securities LLC
May 2019 - June 2019 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2017 - October 2018 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2016 - October 2018 · 1 yr 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.