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Denis Douglas

9 Years of Experience
Augusta, GA
Broker

Denis Douglas is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Augusta, GA, with 9 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1427 Monte Sano, Augusta, GA, 30904

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Denis works as a financial advisor for Douglas & Williams Financial Group LLC, dedicating about half of his time to this role. This activity is not investment-related.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2022 - Present · 4 yrs 3 mos
Raymond James Financial Services, INC.Broker
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Raymond James & Associates, INC.
March 2017 - March 2022 · 5 yrs
Raymond James & Associates, INC.Broker
November 2016 - March 2022 · 5 yrs 4 mos
State Registrations18 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Denis Douglas - Financial Advisor | TrueAdvisor