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Todd Schroeder

8 Years of Experience
Midland Park, NJ
BrokerSells Insurance

Todd Schroeder is a registered investment advisor at Cetera Investment Advisers LLC, based in Midland Park, NJ, with 8 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

630 Godwin Ave, Midland Park, NJ, 07432

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Todd sells property and casualty insurance and receives trails and renewals. He also works as a wrestling coach, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2021 - Present · 5 yrs 1 mo
Cetera Investment Services LLCBroker
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Securian Financial Services, INC.
February 2018 - April 2021 · 3 yrs 2 mos
Securian Financial Services, INC.Broker
June 2017 - April 2021 · 3 yrs 10 mos
State Registrations11 states
AZCAFLNCNHNJNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Todd Schroeder - Financial Advisor | TrueAdvisor