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Michael Mosley

LPL Financial LLC
9 Years of Experience
Jefferson City, MO
1 DisclosureBroker
View SEC Summary
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Michael Mosley is a registered investment advisor at LPL Financial LLC, based in Jefferson City, MO, with 9 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

510 Jefferson St Hq Office, Jefferson City, MO, 65101

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History

Regulatory History (1)
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Criminal
August 2007
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael operates under the DBA Central Investment Advisors for his LPL business since 2018. This activity is investment-related and conducted at his reported business location.

Employment History
Current Registrations
LPL Financial LLC
October 2018 - Present · 8 yrs
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Invest Financial CorporationBroker
October 2017 - February 2018 · 4 mos
State Registrations1 state
MO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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