Michael Mosley
Michael Mosley is a registered investment advisor at LPL Financial LLC, based in Jefferson City, MO, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
510 Jefferson St Hq Office, Jefferson City, MO, 65101
Get directionsHistory
Regulatory History (1)
Criminal
August 2007Other Business Activities
Michael operates under the DBA Central Investment Advisors for his LPL business since 2018. This activity is investment-related and conducted at his reported business location.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Invest Financial CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.