CN
CN

Chrissy Nguyen

9 Years of Experience
Fort Smith, AR
2 DisclosuresBroker

Chrissy Nguyen is a registered investment advisor at Independent Financial Group, LLC, based in Fort Smith, AR, with 9 years of industry experience. Chrissy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Fort Smith, AR

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2026
Denied
Financial
February 2020
Final
Employment History
Current Registrations
Independent Financial Group, LLC
February 2026 - Present · 8 mos
Independent Financial Group, LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
Edward Jones
May 2019 - February 2026 · 6 yrs 9 mos
Edward JonesBroker
May 2019 - February 2026 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2017 - March 2019 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2017 - March 2019 · 1 yr 10 mos
State Registrations17 states
ARAZCOCTFLGAILKSMIMONCNYOHOKSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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