Joseph Giordano
Joseph Giordano is a registered investment advisor at LPL Financial LLC, based in Charlotte, NC, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5960 Fairview Road, Suite 104, Charlotte, NC, 28210
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph works at Novant Medical Center, provides investment advisory services through Fairview Strategic Planning and Core Advisory Group (spending nearly full-time on each), sells non-variable insurance through Banner Insurance Company and Financial Independence Group, and owns rental real estate. His insurance sales take minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
Core Advisory Group
Previous Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Edward Jones
Edward JonesBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.