Carina Smaus is a registered investment advisor, based in Lincoln, NE, with 8 years of industry experience.
Location
6301 S. 58th ST., Lincoln, NE, 68516
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carina has a 10% ownership stake and serves as Secretary of Smaus Farms LLC, a family farm rental business, since 2017. She dedicates minimal time to this activity and has no duties.
Employment History
Current Registrations
Great Point Capital LLC
January 2026 - Present · 4 mos
Great Point Capital LLCBroker
January 2026 - Present · 4 mos
Ae Wealth Management, LLC
July 2025 - Present · 10 mos
Previous Registrations
Great Point Capital LLCBroker
June 2025 - December 2025 · 6 mos
Integrity Alliance, LLC
April 2022 - June 2025 · 3 yrs 2 mos
Integrity Alliance, LLC.Broker
April 2022 - June 2025 · 3 yrs 2 mos
Wells Fargo Clearing Services, LLC
July 2021 - September 2021 · 2 mos
Wells Fargo Clearing Services, LLCBroker
December 2016 - September 2021 · 4 yrs 9 mos
State Registrations3 states
IANETX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.