SM
SM

Stephen Miller

8 Years of Experience
West Jordan, UT
Broker

Stephen Miller is a registered investment advisor at Morgan Stanley, based in West Jordan, UT, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

West Jordan, UT

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Stephen holds an appointed government position with the Salt Lake County Republican Party Central Committee since January 2025. This requires minimal time outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
November 2024 - Present · 1 yr 6 mos
Morgan Stanley
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
February 2023 - October 2024 · 1 yr 8 mos
Fidelity Brokerage Services LLCBroker
January 2023 - October 2024 · 1 yr 9 mos
Prudential Financial Planning Services
October 2019 - December 2022 · 3 yrs 2 mos
Pruco Securities, LLC.Broker
October 2019 - December 2022 · 3 yrs 2 mos
Bankers Life Advisory Services, INC.
June 2018 - October 2019 · 1 yr 4 mos
Bankers Life Securities, INC.Broker
June 2018 - October 2019 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2017 - April 2018 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2017 - April 2018 · 1 yr 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.