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Thomas Wolf

9 Years of Experience
Russellville, AR
Broker

Thomas Wolf is a registered investment advisor at Cetera Investment Advisers LLC, based in Russellville, AR, with 9 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1611 West Main Street, Russellville, AR, 72801

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas owns Howling Acres Farm, overseeing hay productivity, which takes minimal time. He also works as a client advisor for Apex Wealth Financial, dedicating full-time hours to providing financial services to clients.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2024 - Present · 1 yr 8 mos
Cetera Advisors LLCBroker
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Arvest Wealth Management
November 2016 - October 2024 · 7 yrs 11 mos
Arvest Wealth ManagementBroker
October 2016 - October 2024 · 8 yrs
State Registrations9 states
ALARCAFLGAKSMONYTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Wolf - Financial Advisor | TrueAdvisor