NR
NR

Nicholas Reardon

9 Years of Experience
Newark, DE
Broker

Nicholas Reardon is a registered investment advisor at Ameriprise Financial Services, LLC, based in Newark, DE, with 9 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

625 BARKSDALE Rd, Ste 105, Newark, DE, 19711-4535

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Nicholas works for Varsity Tutors since October 2023. He dedicates minimal time to this non-investment related activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 2019 - Present · 7 yrs
Ameriprise Financial Services, LLC
May 2019 - Present · 7 yrs
Ameriprise Financial Services, LLCBroker
May 2019 - Present · 7 yrs
Previous Registrations
Ameriprise Financial Services, INC.
October 2017 - April 2019 · 1 yr 6 mos
Ameriprise Financial Services, INC.Broker
October 2017 - April 2019 · 1 yr 6 mos
Prudential Financial Planning Services
May 2017 - September 2017 · 4 mos
Pruco Securities, LLC.Broker
October 2016 - September 2017 · 11 mos
State Registrations7 states
DEILMDNJNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.