Rafael Bernal
Rafael Bernal is a registered investment advisor at Hsbc Securities (USA) INC., based in Miami, FL, with 9 years of industry experience. Rafael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12,180 clients with $3.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.20% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.55% |
Fees are negotiable and discounts may be applied.
Fee Estimator
Location
1441 Brickell Avenue, 16th Floor, Miami, FL, 33131
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2022Other Business Activities
Rafael works as a bank officer for HSBC Bank (USA) N.A., selling bank-related products and services, in conjunction with his role as a registered representative. He also owns Rulecor Realty Invest. 1520 LLC, a real estate investment company, but has no active role and dedicates minimal time to it.
Employment History
Current Registrations
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Previous Registrations
Investacorp, INC.Broker
AXA Advisors, LLCBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.