Charles Rossi is a CFA, CFP, ChFC-designated registered investment advisor at Intelligent Capitalworks, based in Scottsdale, AZ, with 9 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Estate Planning, and 4 more. Their firm serves 100 clients with $360M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ICW Investment Advisors charges an annual fee for combined investment management and wealth management services. The investment management portion is 0.50% annually. The wealth management portion varies between 0.50% and 1.25% annually, based on factors like the complexity of services, time required, and client responsiveness. The total annual fee generally varies between 1.00% and 1.75%. ICW does not offer these services independently.
Contact
Charles Rossi
Location
16427 North Scottsdale Road, Suite 350, Scottsdale, AZ, 85254-1595
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Charles is a board member of Help in Healing Home Foundation since May 2023, attending board meetings and promoting the foundation's work. This requires minimal time commitment.
Employment History
Current Registrations
Intelligent Capitalworks
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
EducationMaster of Taxation and Data AnalysisArizona State UniversityW.P. Carey School of BusinessMaster of Science in Investment Management and Financial AnalysisCreighton UniversityHeider College of BusinessPostgraduate Diploma in Financial PlanningNew York UniversitySchool of Professional StudiesEquity Investment Management ProgramThe London Business SchoolBusiness Valuation and Security AnalysisLondon School of EconomicsUniversity of LeedsMathematics in Applied FinanceBachelor of Science in FinanceArizona State UniversityW.P. Carey School of BusinessProfessional AccreditationCertified Financial Planner®Chartered Financial Consultant®Certified Investment Management Analyst®Certified Private Wealth Advisor®Accredited Estate Planner®Chartered Advisor in Philanthropy®Certified Trust and Fiduciary AdvisorAccredited Investment Fiduciary®Charles is currently a Level III exam candidate for the Chartered Financial Analyst designation. He is a member of the CFA Institute, National Association of Personal Financial Advisors and the Phoenix Chapter of the Financial Planning Association. Charles has passed the Uniform Investment Adviser Law Examination and is Series 65 licensed.