Stephen Smith
Stephen Smith is a registered investment advisor at Stephen Smith Financial INC., based in Schaumburg, IL, with 9 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Maximum annual advisory fee is 1.50% for all account values. Fees may be negotiable.
Fee Estimator
Location
1701 E Woodfield Rd, Ste 810, Schaumburg, IL, 60173
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is the President and an insurance agent at Atkins & Associates. He also operates as a futures commission merchant, commodity pool operator, or commodity trading advisor at Significant Wealth Partners LLC, and is an Investment Advisor Representative at Capital Management Consultants, dedicating full-time hours to this role.
Employment History
Current Registrations
Stephen Smith Financial INC.
Ae Wealth Management, LLC
Previous Registrations
Wealth Builder Funds LLC
Significant Wealth Partners LLC
Capital Management Consultants
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.