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Scott Bauer

9 Years of Experience
Barnesville, MN
BrokerSells Insurance

Scott Bauer is a registered investment advisor at Cetera Investment Advisers LLC, based in Barnesville, MN, with 9 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1701 4th Ave Ne, Unit #1, Barnesville, MN, 56514

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Scott sells life and long-term care insurance with various companies since 2016 and is an owner/partner in several investment-related and financial services businesses, including Bauer Investment Services LLC, Advisornet Fargo, Advisornet Financial, and Bauer Gehrtz Financial LLC. He also dedicates minimal time to serving as a city council representative and a board member for Lake Region Healthcare, and co-owns Crystal Properties, LLP.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
November 2016 - Present · 9 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLC
January 2017 - June 2023 · 6 yrs 5 mos
State Registrations19 states
AZCOFLHIIAILMNMTNCNDNENVPASDTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Bauer - Financial Advisor | TrueAdvisor