PB
PB

Phong Bui

9 Years of Experience
Vancouver, WA

Phong Bui is a registered investment advisor at Fisher\smb, based in Vancouver, WA, with 9 years of industry experience. Phong operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 1,847 clients with $5.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
50 advisors
IM Fee
Planning only
Assets Under Management
$5.5B

Fee Structure

Minimum Investment:$1.5M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Vancouver, WA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Phong is a co-owner of MGDB Distributing LLC, an e-commerce business selling merchandise on Amazon since June 2023. He dedicates minimal time to this business, including during securities trading hours.

Employment History
Current Registrations
Fisher\smb
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Fisher Investments
February 2017 - July 2024 · 7 yrs 5 mos
State Registrations1 state
WA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.