BC
BC

Brenda Caballero

8 Years of Experience
Dumas, TX
Broker

Brenda Caballero is a registered investment advisor at Cetera Investment Advisers LLC, based in Dumas, TX, with 8 years of industry experience. Brenda operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

500 East First Street, Dumas, TX, 79029

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Brenda is a board member for the Dumas Moore County Chamber of Commerce and Moore Options, and secretary for United Way of Moore County, Inc, dedicating a few hours per week to these activities. She also teaches ESL at Dumas Education & Social Ministries, dedicating a few hours per week.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2018 - Present · 8 yrs 1 mo
Cetera Investment Services LLCBroker
May 2018 - Present · 8 yrs 2 mos
Previous Registrations
Cetera Investment Services LLCBroker
March 2018 - April 2018 · 1 mo
State Registrations12 states
ALCACOKSMNMONCNMOKRITXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.