Carlas Dixon is a registered investment advisor, based in Piedmont, SC, with 9 years of industry experience.
Location
7704 Augusta Rd Unit A, Piedmont, SC, 29673-6576
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Allstate Financial Advisors, LLC
February 2022 - Present · 4 yrs 5 mos
Allstate Financial Services, LLCBroker
February 2022 - Present · 4 yrs 5 mos
Previous Registrations
Prudential Financial Planning Services
April 2019 - February 2022 · 2 yrs 10 mos
Pruco Securities, LLC.Broker
March 2019 - February 2022 · 2 yrs 11 mos
Bankers Life Advisory Services, INC.
January 2017 - March 2019 · 2 yrs 2 mos
Bankers Life Securities, INC.Broker
December 2016 - March 2019 · 2 yrs 3 mos
State Registrations1 state
SC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.