Ivan Rosa is a registered investment advisor at Optimist Capital, based in Palm Beach Gardens, FL, with 2 years of industry experience. Ivan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70 clients with $97M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Minimum client relationships are $1mil, however agreements can be made for smaller assets on a case by case basis. All fees are negotiable.
Fee Estimator
Location
2401 Pga Blvd, Suite 148, Palm Beach Gardens, FL, 33410
Get directionsHistory
Regulatory History (2)
Judgment / Lien
March 2018Judgment / Lien
February 2012Other Business Activities
Ivan is the President of the Palm Beach and Treasure Coast Chapter of the US Naval Academy Alumni Association, dedicating a few hours per week. He also serves as a volunteer board member and Treasurer for Sunfest, spending minimal time on this activity.
Employment History
Current Registrations
Optimist Capital
Previous Registrations
Park Avenue Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.