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Austin Jungers

8 Years of Experience
Dubuque, IA
BrokerSells Insurance

Austin Jungers is a registered investment advisor at LPL Financial LLC, based in Dubuque, IA, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1465 Sycamore Street, Dubuque, IA, 52001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Austin operates under the DBA Dupaco Financial Services for his LPL business since 2022. Since April 2024, he also works as a Financial Consultant for Dupaco Financial Services selling non-variable insurance, dedicating about half of his time to this role.

Employment History
Current Registrations
LPL Financial LLC
February 2023 - Present · 3 yrs 3 mos
LPL Financial LLC
November 2022 - Present · 3 yrs 6 mos
LPL Financial LLCBroker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Empower Financial Services, INC.Broker
April 2022 - October 2022 · 6 mos
Prudential Investment Management Services LLCBroker
May 2019 - April 2022 · 2 yrs 11 mos
Prudential Investment Management Services LLCBroker
January 2017 - May 2018 · 1 yr 4 mos
State Registrations11 states
AZCOFLGAIAILMNNCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Austin Jungers - Financial Advisor | TrueAdvisor