Richard Dichiaro
Richard Dichiaro is a registered investment advisor at RBC Capital Markets, LLC, based in Providence, RI, with 56 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
500 Exchange Street, Suite 1102, Providence, RI, 02903-2637
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2001Customer Dispute
April 1999Other Business Activities
Richard serves on the Board of Directors for PPAC, a performing arts center, since September 2023. He provides input on upcoming performances, dedicating minimal time to this activity.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
Dean Witter Reynolds INC.Broker
E. F. Hutton & Company INCBroker
Paine, Webber, Jackson & Curtis IncorporatedBroker
Security Investment Associates INC. of Rhode IslandBroker
Mutual Investors of Rhode Island INCBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.