Karen Stephens is a registered investment advisor, based in Rio Verde, AZ, with 9 years of industry experience.
Location
Rio Verde, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Karen is a CPA providing tax and financial consulting and tax preparation services to individuals and small businesses since 2003, dedicating about 10-20% of her time. She also volunteers for the Finance & Investment Committee of Tonto Verde Association, spending a few hours per week reviewing financial matters.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Proequities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.