Nicholas Lyons

9 Years of Experience

Walla Walla, WA

1 DisclosureBroker

Nicholas Lyons is a registered investment advisor at D.A. Davidson & CO., based in Walla Walla, WA, with 9 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

D.A. Davidson & CO.

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

686 advisors

IM Fee

Planning only

Assets Under Management

$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

102 West Main Street, Suite 200, Walla Walla, WA, 99362

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History

Regulatory History (1)

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Criminal

June 2009

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business Activities

Nicholas is an endowment committee member for Walla Walla Catholic Schools, providing input regarding finances. He is also a finance committee member for Walla Walla Country Club, dedicating minimal time each month.

Employment History

Current Registrations

D.A. Davidson & CO.

March 2017 - Present · 9 yrs 2 mos

D.A. Davidson & CO.Broker

January 2017 - Present · 9 yrs 4 mos

State Registrations16 states

AKAZCACOHIIDMAMDMNMTNCNYORTXUTWA

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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